Compliance Consultancy

Compliance is an important part of modern business due to the increased number of regulatory demands and requirements as well as the public attention to the integrity and scrupulosity of businesses. Oversights in compliance can cause a great deal of material and reputational damage to any company, from a small family business to a multinational corporation. We use our knowledge and expertise to assist our clients in identifying and tackling compliance risks, and in preparing efficient compliance policies and procedures.

Compliance Advisory

Evaluating and/ or reviewing of policies, procedures, manuals and hand-books which entales:
• The client identification and onboarding process (KYC and CDD procedures)
• Transaction monitoring process and reporting of unusual transactions procedures
• Client risk management
• Effective governance
• (Compliance) manual, procedures and handbook
• Risk Management (SIRA)
• Behavior and culture of the company
• Privacy Policies (GDPR)

Analyzing whether or not the compliance household exists, after which the management team is provided with an adequate and insightful Compliance advice or report.
Compliance Advice is especially suitable for start-ups and SMEs that are not obliged by law and regulations to have an internal Compliance Officer. Nevertheless, these companies should maintain sound internal business operations, Compliance Advice can be a strong asset for this.
Compliance Advice is suitable for a one-off check on business operations, but only really contributes when an annual Compliance revision takes place. Especially in light of a possible upcoming audit.

External Compliance Professional

Compliance Services
• KYC and CDD procedure, which includes:
- Client identification and verification
- Client onboarding and acceptance
- Client qualification and risk assessment
• Screening and Monitoring of (potential) clients, business partners and employees
• Client dossier preparation and review
• Transaction profile preparation and review
• Real-time and post event Monitoring  of (non)financial transactions
• Reporting to FIU and regulator
• Risk Assessment and SIRA

Assuming the ever-increasing number of regulatory obligations and tasks related to compliance, at some point it might become financially burdening to maintain a big enough compliance department within a company. Outsourcing as an alternative could be an effective way to save money without losing quality of work and exposing the business to risks.
By requesting External Compliance Officer services you get the possibility to use the skills and knowledge of a compliance professional for tasks and questions which arise around the compliance function in your business.

Compliance Management

• Risk Management
• Business Analysis & Process Management
• Regulatory management
• Policy Analysis & Management
• Compliance Enforcement & Education
• Reporting
• Privacy Regulation (GDPR)

Assist the company in keeping up-to-code and/or ensuring proper compliance with guidelines and procedures in the already existing corporate culture.

The Compliance Manager is the link between managing the compliance team and reporting to corporate management. Ensuring enforcement and education of the compliance team as well as the other employees of the company who’s work is affiliated with Compliance.

For an in depth explanation of the Compliance tasks performed in each compliance department please request a services list for the Compliance service you desire information about here.

Interested; please contact us for more information or request your quote below.